Income Statement

	2009 Y	2010 Y	2011 Y	2012 Y
Period Ended	12/31/2009	12/31/2010	12/31/2011	12/31/2012
Revenues ($000)
Total Clearing Fees & Commissions	NA	NA	NA	NA
Investment Banking Fees	NA	NA	NA	NA
Total Asset Management and Administration Fees	NA	NA	NA	NA

Expenses ($000)
Compensation & Benefits	139,607	122,077	125,665	105,430
Brokerage, Clearing and Exchange Fees	NA	NA	NA	NA
Tech & Communications Expense	NA	NA	NA	NA
Occupancy & Equipment	18,566	18,097	18,200	26,759
Marketing and Promotion Expense	NA	NA	NA	NA
Amrt of Intang & Goodwill Impair	0	0	0	0
Other Expense	99,354	45,014	160,776	41,889

Net Income ($000)
Net Income before Taxes	(774,530)	(161,324)	(15,081)	205,529
Provision for Taxes	136,314	(20,802)	36,942	(285,081)
Effective Tax Rate (%)	NM	NM	NM	(138.71)
Total Minority Interest Expense	0	0	0	0
Trust Preferred Distributions	0	0	0	0
Net Income before Extra	(910,844)	(140,522)	(52,023)	490,610
Extraordinary Items	41,797	31,185	0	0
Net Income	(869,047)	(109,337)	(52,023)	490,610
Net Income Attributable to Noncontrolling Int	(28)	(83)	0	0
Net Income Attributable to Parent	(869,019)	(109,254)	(52,023)	490,610
Preferred Dividends	0	0	0	0
Other Preferred Dividends after Net Income	0	0	0	0
Net Income Avail to Common	(869,019)	(109,254)	(52,023)	490,610

Comprehensive Income ($000)
Net Income	(869,047)	(109,337)	(52,023)	490,610
Preferred Dividend Adjustment to Comprehensive Inc	0	0	0	0
Change in Unrealized Gain	(608)	1,133	13,292	5,595
Change in Foreign Currency Translations	11,357	(10,469)	(3,827)	(351)
Pension Fund Liability Adjustments	0	0	0	0
Change in Fair Value of Effective Hedges	(86)	(84)	0	0
Total Other Comprehensive Income	10,663	(9,420)	9,465	5,244
Comprehensive Income	(858,384)	(118,757)	(42,558)	495,854
Comprehensive Income: Noncontrolling Interests	(28)	(83)	0	0
Comprehensive Income: Parent Company	(858,356)	(118,674)	(42,558)	495,854

Income Ratios (%)
Clearing Fees / Revenue	NA	NA	NA	NA
Securities Gains / Revenue	NA	NA	NA	NA
Investment Banking Fees / Revenue	NA	NA	NA	NA
Asset Management Fees / Revenue	NA	NA	NA	NA
Portfolio Revenue / Revenue	NA	NA	NA	NA
Fund Underwriting Fees / Revenue	NA	NA	NA	NA

Share and Per Share Information ($)
Basic EPS before Extra	(2.97)	(0.44)	(0.17)	2.19
Basic EPS after Extra	(2.84)	(0.34)	(0.17)	2.19
Avg Basic Shares Out (actual)	306,417,394	320,836,867	302,998,615	223,928,583
Diluted EPS before Extra	(2.97)	(0.44)	(0.17)	2.13
Diluted EPS after Extraordinary	(2.84)	(0.34)	(0.17)	2.13
Common Dividends Declared per Share	0.04	0.04	0.04	0.54
Avg Diluted Shares Out (actual)	306,417,394	320,836,867	302,998,615	230,154,989
EBITDA / Share	NA	NA	NA	NA


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